Compliant Her Blog

How to Stay Compliant When Promoting Financial Products or Investment Content

Sandra Sea-Fisher

If you ever share affiliate links, promote financial tools, or talk about investing, you need to know the difference between FTC rules and SEC rules. The FTC cares about transparency. The SEC cares about investor protection.

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How SEC Rules Protect You When You Invest in Other Businesses

Sandra Sea-Fisher

Not all investments are created equal, and that’s where the SEC comes in.

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Capital Raising 101: What the SEC Wants Small Businesses to Know

Sandra Sea-Fisher

Raising money can feel intimidating, especially for women who didn’t grow up around investors or financial jargon. But the SEC’s recent focus on small-business capital formation shows that it wants to make the process more accessible.

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